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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne, Agee & Leach, Inc. | Columbia | SC | 12/2011 | 11/2016 |
| Sterne Agee Investment Advisors, Inc. | Birmingham | AL | 12/2011 | 11/2016 |
| Stifel, Nicolaus & Company, Incorporated | Columbia | SC | 07/2015 | 11/2016 |
| Stifel, Nicolaus & Company, Incorporated | Columbia | SC | 07/2015 | 11/2016 |
| Cuna Brokerage Services, Inc | Waverly | IA | 11/2016 | Present |
| Cuna Mutual Group | Waverly | IA | 11/2016 | Present |
| Lpl Financial Llc | Columbia | SC | 05/2022 | Present |
1.05-18-2022-SCU Financial Advisors- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-06 |
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