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Michael Sean Campbell

LPl Financial LLC

Columbia, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-05-18
  • SC RA
    APPROVED
    Since 2022-05-18

Branch Locations

800 Huger Street, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne, Agee & Leach, Inc. Columbia SC 12/2011 11/2016
Sterne Agee Investment Advisors, Inc. Birmingham AL 12/2011 11/2016
Stifel, Nicolaus & Company, Incorporated Columbia SC 07/2015 11/2016
Stifel, Nicolaus & Company, Incorporated Columbia SC 07/2015 11/2016
Cuna Brokerage Services, Inc Waverly IA 11/2016 Present
Cuna Mutual Group Waverly IA 11/2016 Present
Lpl Financial Llc Columbia SC 05/2022 Present
Previous Registrations
  • 2016-11-08 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Columbia, SC
    Waverly, IA
  • 2015-07-07 → 2016-11-03
    Columbia, SC
  • 2011-12-09 → 2015-07-07
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2011-09-14 → 2011-12-09
    Anderson & Strudwick, Incorporated
    Columbia, SC
    Columbia, SC
  • 2007-10-09 → 2011-09-15
    Columbia, SC
    Florence, SC
    Columbia, SC
    Columbia, SC
    Cayce, SC
    Columbia, SC
    Irmo, SC
    Lexington, SC
    Columbia, SC
  • 2005-08-23 → 2007-10-09
    Uvest Financial Services Group, Inc.
    Columbia, SC
    Columbia, SC
  • 2004-02-17 → 2005-08-16
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 2003-05-19 → 2004-02-04
    Banc Of America Investment Services, Inc.
    Columbia, SC
Other Businesses

1.05-18-2022-SCU Financial Advisors- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-25
S63 Uniform Securities Agent State Law Examination 1992-07-06
  • S66 Uniform Combined State Law Examination
    2003-09-25
  • S63 Uniform Securities Agent State Law Examination
    1992-07-06
Other Names
  • Michael Sean Campbell
  • Sean Campbell

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