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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-07-15 |
Branch Locations
2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Boca Raton | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Boca Raton | FL | 11/2016 | 07/2019 |
| Stifel, Nicolaus & Company, Incorporated | Boca Raton | FL | 07/2019 | Present |
1. FemCity; 21813 Mountain Sugar Lane Boca Raton FL 33433; business women's networking group, Board Member; help to create the scheduling of networking luncheons; 5/1/16; 2 hr/mo; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-02-26 |
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