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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
CT RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • CT RA
    APPROVED
    Since 2023-08-10

Branch Locations

109 Sanford St St C4, Hamden, CT 06514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services St Paul MN 01/1992 08/2023
Minnesota Life Insurance Co St Paul MN 06/1991 08/2023
Mdz Wealth Management Llc Orange CT 11/2015 Present
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Allied Wealth Partners Hamden CT 10/2019 Present
  • 01/1992 → 08/2023
    Securian Financial Services
    St Paul, MN
  • 06/1991 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 11/2015 → Present
    Mdz Wealth Management Llc
    Orange, CT
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
  • 10/2019 → Present
    Allied Wealth Partners
    Hamden, CT
Previous Registrations
  • 1997-09-02 → 2023-08-10
    Securian Financial Services, Inc.
    Orange, CT
    Hamden, CT
    St. Paul, MN
Other Businesses

MDZ FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2017 ADDRESS: , Orange CT , United States DESCRIPTION: Agent/Broker NEW HAVEN FOOTBALL OFFICIAL ASSOCIATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 12/01/2015 ADDRESS: , New Haven CT , United States DESCRIPTION: Member ORANGE PLAYERS THEATER GROUP POSITION: Director NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: , Orange CT , United States DESCRIPTION: Director VOCALIST/ACTOR POSITION: Independent Contractor NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2009 ADDRESS: , Hamden CT , United States DESCRIPTION: Independent Contractor WMNR RADIO HOST POSITION: Volunteer NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2017 ADDRESS: , Hamden CT , United States DESCRIPTION: Volunteer FIXED INSURANCE SALES POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2017 ADDRESS: 109 Sanford St, PO Box 4253, Hamden CT 06514, United States DESCRIPTION: I am a BGA for Securian IDG and have producers appointed through me and Allied Wealth Partners as MGA. I am broker producer with Crump Insurance Services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1994-07-18
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1994-07-18
Other Names
  • Rich Moran
  • Richard John Jr Moran

View on SEC IAPD

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