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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| CT | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services | St Paul | MN | 01/1992 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 06/1991 | 08/2023 |
| Mdz Wealth Management Llc | Orange | CT | 11/2015 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Allied Wealth Partners | Hamden | CT | 10/2019 | Present |
MDZ FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2017 ADDRESS: , Orange CT , United States DESCRIPTION: Agent/Broker NEW HAVEN FOOTBALL OFFICIAL ASSOCIATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 12/01/2015 ADDRESS: , New Haven CT , United States DESCRIPTION: Member ORANGE PLAYERS THEATER GROUP POSITION: Director NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: , Orange CT , United States DESCRIPTION: Director VOCALIST/ACTOR POSITION: Independent Contractor NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2009 ADDRESS: , Hamden CT , United States DESCRIPTION: Independent Contractor WMNR RADIO HOST POSITION: Volunteer NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2017 ADDRESS: , Hamden CT , United States DESCRIPTION: Volunteer FIXED INSURANCE SALES POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2017 ADDRESS: 109 Sanford St, PO Box 4253, Hamden CT 06514, United States DESCRIPTION: I am a BGA for Securian IDG and have producers appointed through me and Allied Wealth Partners as MGA. I am broker producer with Crump Insurance Services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-18 |
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