Richard John Moran

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1992 → 08/2023
  Securian Financial Services
  St Paul, MN
• 06/1991 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 11/2015 → Present
  Mdz Wealth Management Llc
  Orange, CT
• 08/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2019 → Present
  Allied Wealth Partners
  Hamden, CT

Previous Registrations

• 1997-09-02 → 2023-08-10
  Securian Financial Services, Inc.
  Orange, CT
  Hamden, CT
  St. Paul, MN

Other Businesses

MDZ FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2017 ADDRESS: , Orange CT , United States DESCRIPTION: Agent/Broker NEW HAVEN FOOTBALL OFFICIAL ASSOCIATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 12/01/2015 ADDRESS: , New Haven CT , United States DESCRIPTION: Member ORANGE PLAYERS THEATER GROUP POSITION: Director NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: , Orange CT , United States DESCRIPTION: Director VOCALIST/ACTOR POSITION: Independent Contractor NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2009 ADDRESS: , Hamden CT , United States DESCRIPTION: Independent Contractor WMNR RADIO HOST POSITION: Volunteer NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2017 ADDRESS: , Hamden CT , United States DESCRIPTION: Volunteer FIXED INSURANCE SALES POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2017 ADDRESS: 109 Sanford St, PO Box 4253, Hamden CT 06514, United States DESCRIPTION: I am a BGA for Securian IDG and have producers appointed through me and Allied Wealth Partners as MGA. I am broker producer with Crump Insurance Services.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1994-07-18

Other Names

• Rich Moran
• Richard John Jr Moran