James Gerard Kaufmann

Current Employers

Employment History

• 07/2004 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 09/2014 → 10/2024
  American Portfolios Advisors, Inc
  Hauppauge, NY
• 10/2024 → 09/2025
  Avantax Investment Services, Inc.
  Islandia, NY
• 10/2024 → 09/2025
  Avantax Advisory Services
  Islandia, NY
• 10/2024 → 09/2025
  Avantax Insurance Agency Llc
  Islandia, NY
• 12/2004 → Present
  Jk Tax Strategies
  Islandia, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Islandia, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-10-10 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Islandia, NY
• 2015-01-23 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

1) JK TAX STRATEGIES POSITION: President/Owner NATURE: Income Tax Preparation, I prepare tax returns for individuals and small businesses, then e-file these returns once complete. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 12/17/2004 ADDRESS: 4250 Veterans Memorial Hwy, Ste 420E, Holbrook NY 11741, United States DESCRIPTION: Prepare income tax returns, electronic filing of these returns and charging a fee. 2) JK TAX STRATEGIES POSITION: President/Owner NATURE: Entity for financial services, offered through Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 12/17/2004 ADDRESS: 4250 VETERANS HIGHWAY SUITE 120, Holbrook NY 11741, United States DESCRIPTION: Meet with clients, discuss goals, objectives, solutions all in the planning process.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-01-22
• S63 Uniform Securities Agent State Law Examination
  1992-04-14

Other Names

• James G Kaufmann
• James Gerard Kaufmann
• Jim Kaufmann
• James Kaufmann