Sylvester Anthony Mallardi

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-06-30

NY RA
APPROVED

Since 2026-06-30

Branch Locations

50 Corporate Plaza, Islandia, NY 11749 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rossiter Financial Group Inc	Huntington	NY	06/1989	Present
American Portfolios Financial Services, Inc.	Huntington	NY	06/2003	10/2024
Osaic Wealth, Inc.	Hauppauge	NY	10/2024	Present

06/1989 → Present

Rossiter Financial Group Inc

Huntington, NY
06/2003 → 10/2024

American Portfolios Financial Services, Inc.

Huntington, NY
10/2024 → Present

Osaic Wealth, Inc.

Hauppauge, NY

Other Businesses

ROSITER FINANCIAL GROUP- INSURANCE SALES CRUMP INSURANCE SALES NOT SECURITES RELATED COMPENSATION FROM ANNUAL EARNINGS OF 20K AND 20 HOURS PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-02-09
S63	Uniform Securities Agent State Law Examination	1988-10-15

S65 Uniform Investment Adviser Law Examination

1998-02-09
S63 Uniform Securities Agent State Law Examination

1988-10-15

Designations

Other Names

Sylvester A Mallardi

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews