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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-09 |
| NY | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rossiter Financial Services | Huntington | NY | 05/2002 | Present |
| American Portfolios Financial Services, Inc. | Huntington | NY | 04/2004 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. ROSSITER FINANCIAL GROUP POSITION: SALES REP NATURE: GROUP HEALTH INSURANCE & LIFE INSURANCE INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2003 ADDRESS: 100 Motor Pkwy, Suite LL-10, Hauppauge NY 11788, United States DESCRIPTION: Sales and renewal of policies 2. Visiting Nurse Service Hospice House - Board member, not investment related, start date = 2020, $0 compensation, 1 hour quarterly devoted to this activity.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-18 |
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