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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-01-27
NY RA APPROVED 2021-06-14
  • IA RA
    APPROVED
    Since 2025-01-27
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

90 Park Ave 18Th Floor, New York, NY 10016 • United States

Cumming, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance Co White Plains NJ 08/1990 11/2016
Northwestern Mutual Investment Services, Llc White Plains NY 12/2010 11/2016
Massmutual Life Insurance Co Cumming IA 12/2016 Present
Mml Investors Services, Llc Cumming IA 01/2017 Present
Lenox Advisors Inc Cumming IA 12/2016 Present
  • 08/1990 → 11/2016
    The Northwestern Mutual Life Insurance Co
    White Plains, NJ
  • 12/2010 → 11/2016
    Northwestern Mutual Investment Services, Llc
    White Plains, NY
  • 12/2016 → Present
    Massmutual Life Insurance Co
    Cumming, IA
  • 01/2017 → Present
    Cumming, IA
  • 12/2016 → Present
    Lenox Advisors Inc
    Cumming, IA
Other Businesses

Name: Lenox Advisors / David Suzzan Inv rel: Y Add: 90 Park Avenue 18th Floor New York NY 10016 Nature: Outside Insurance; Individual and Group Life, Individual and Group Health Position: Agent Start date: 12/05/2016 No. HR/MO: 5 No. HR/MO during sec trading: 5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-22
S63 Uniform Securities Agent State Law Examination 1994-03-07
  • S65 Uniform Investment Adviser Law Examination
    2025-01-22
  • S63 Uniform Securities Agent State Law Examination
    1994-03-07

View on SEC IAPD

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