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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-07-28 |
| IN | RA | APPROVED | 2022-01-13 |
| IL | RA | APPROVED | 2021-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Evansville | IN | 05/2013 | Present |
| Level Four Advisory Services | Evansville | IN | 02/2014 | 08/2021 |
| Western Wealth Management, Llc | Evansville | IN | 08/2021 | Present |
1) 04/24/2013 - New Horizons Financial Consultants - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading -75% Time Spent 2) 02/24/2014 -Brokers Insurance, A Lifemark Partner - Non-Variable Insurance - Investment Related - At Reported Business Location(s) -0 Hrs/Mth - 0 Hrs During Trading - 5% Time Spent - Life, Disability, LTC, Fixed Annuities 3) 10/16/2014 - Amy J Bouchie & Associates LLC - Expert Witness - Not Investment Related - At Various Court Houses - Start 10/15/2014 - 2 Hr/Mo; 2 Hour(s) During Securities Trading 4) 02/17/2015- Ash Brokerage - Non-Variable Insurance - Investment Related - 1033 E Mount Pleasant Rd. Ste A Evansville, IN 47725 - Start 02/25/2015 - 5 Hr/Mo; 5 Hour(s) During Securities Trading - Life, Disability, LTC 5) 02/17/2015 - Pacific Life - Non-Variable Insurance - Investment Related - 1033 E Mount Pleasant Rd. Ste A Evansville, IN 47725 - Start 02/25/2015 - 5 Hr/Mo; 5 Hour(s) During Securities Trading - Life, Disability, LTC 6) 10/7/2020 - Cavalier Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 10/02/2020 - 5 Hours Per Month During Securities Trading. 7) 9/9/2021 - Western Wealth Management - DBA: (Hybrid) Western Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 08/30/2021 - 30 Hours Per Month During Securities Trading. 8) 9/10/2021 - JZ Investments - Not Investment Related - 1112 SE 1st Street Evansville, IN 47713 - Business Entity For Tax/Investment Purposes Only - Started 01/01/2007 - 5 Hours Per Month/0 Hours During Securities Trading. 9) 9/14/2021 - Western Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/30/2021 - 30 Hours Per Month During Securities Trading. 10) 03/08/2022 - Western Wealth Management, LLC- Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/30/2021 - 30 Hours Per Month During Securities Trading - I provide investment advisory services through Western Wealth Management, an independent investment advisor firm. I started this business activity in 08/2021. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11) 08/11/2025 - Field & Main Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:08/07/2025 - 10 Hrs/Mth - 10 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-01-31 |
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