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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-29
  • NY RA
    APPROVED
    Since 2024-03-29

Branch Locations

730 Third Avenue Nyc Regional, New York, NY 10017 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa New York NY 02/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc New York NY 02/2024 Present
Best Quality New York NY 12/2018 01/2020
Nxt Shared Services, Llc Chicago IL 01/2017 06/2018
Columbia University Business School New York NY 04/2017 05/2017
Unemployed New York NY 02/2020 01/2024
Unemployed New York NY 07/2018 11/2018
Unemployed New York NY 02/2016 12/2016
  • 02/2024 → Present
    Tiaa
    New York, NY
  • 02/2024 → Present
    New York, NY
  • 12/2018 → 01/2020
    Best Quality
    New York, NY
  • 01/2017 → 06/2018
    Nxt Shared Services, Llc
    Chicago, IL
  • 04/2017 → 05/2017
    Columbia University Business School
    New York, NY
  • 02/2020 → 01/2024
    Unemployed
    New York, NY
  • 07/2018 → 11/2018
    Unemployed
    New York, NY
  • 02/2016 → 12/2016
    Unemployed
    New York, NY
Other Businesses

86TH STREET TENANTS CORP POSITION: Treasurer/Board Member NATURE: This is a residential apartment/COOP building. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2024 ADDRESS: Home Address, New York NY 10028, United States DESCRIPTION: The Board is the governing body that helps manage the building's operations and finances. As Treasurer, I will oversee the finance function..

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-29
S63 Uniform Securities Agent State Law Examination 1992-08-14
  • S66 Uniform Combined State Law Examination
    2024-03-29
  • S63 Uniform Securities Agent State Law Examination
    1992-08-14
Other Names
  • Scott Eric Stein
  • Scott E Stein

View on SEC IAPD

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