Derek Grant Walker

Employer firm

Collegiate Capital Management, Inc. CRD 118205

$653M regulatory AUM 11 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1999 → 12/2016
  Securities Service Network, Inc.
  Raleigh, NC
• 11/1999 → Present
  Collegiate Capital Management, Inc.
  Raleigh, NC

Other Businesses

1) D. GRANT WALKER - 490 GLENN-RUTH LANE, ERWIN, NC 28339 - SOLE PROP - AGENT - 10/1999 - 0 HR/MO/TRD HRS -LICENSED TO SELL INDIVIDUAL LIFE INSURANCE AND FIXED ANNUITY PRODUCTS - NON-INVESTMENT RELATED 2) Collegiate Capital Management, Inc. - 214 New Bern Place, Raleigh, NC - Investment-Related - Board of Directors Member - Corp Vice President - 10/2006 - Less than 1 hr/mo during trading hours - provides overall direction for the operation of the firm. 3) D. WALKER - (PARENT'S ADDRESS: 490 GLENN-RUTH LANE, ERWIN, NC, 28339) - ESTATE - EXECUTOR - N/A FOR START DATE - 0% OF TIME - 0 HR/MO/TRD HRS - CURRENT DOCUMENTS LIST ME TO BE THE EXECUTOR IN THE EVENT OF THE SECOND DEATH OF MY PARENTS - NON-INVESTMENT RELATED 4) Tony Wayne Sigmon Irrevocable Trust - 214 New Bern Place, Raleigh, NC 27601 - 04/2016 start date - NIR - listed as trustee for the trust - notify trust beneficiaries of availability of withdrawal of funds prior to disbursing insurance premiums - other business types - 0 hrs/mo trading 6) Derek G. Walker - 490 Glenn Ruth Lane, Erwin, NC 28339 - NIR - residential rental property - property management and screen the tenants. - LLC - no time is dedicated to this activity during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-19
• S63 Uniform Securities Agent State Law Examination
  1992-01-24

Other Names

• Grant Walker