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5 Penn Plaza 19Th Floor, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-05 |
| NY | RA | APPROVED | 2025-03-04 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ups Freight | Carteret | NJ | 06/2008 | 05/2024 |
| The Keminton Group | New York | NY | 05/2024 | Present |
Massachusetts Mutual Life Insurance Company; Agent; Investment Related; Liberty Corner Rd Suite 315 Warren NJ 07059; Sales of long-term care, life and health insurance; Start date: 2024-09-23; 40 Hours per month devoted to business during trading hours; 0 Hours per month devoted to business outside trading hours; 25 Percent of total yearly compensation expected to be derived from the business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-15 |
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