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William Newman

Newman Dignan & Sheerar, Inc

Providence, RI

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Current Employers
Newman Dignan & Sheerar, Inc

260 West Exchange Street Suite 302, Providence, RI 02903 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-02
RI RA APPROVED 1998-01-01
  • TX RA
    APPROVED
    Since 2020-04-02
  • RI RA
    APPROVED
    Since 1998-01-01

Branch Locations

260 West Exchange Street Suite 302, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newman Dignan & Sheerar, Inc. Providence RI 05/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-20
  • S65 Uniform Investment Adviser Law Examination
    1992-02-20
Designations

View on SEC IAPD

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