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Lisa Rae Gareis

Rbc Capital Markets, LLC

Stillwater, MN

Somerset, WI

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-02-24
TX RA APPROVED_RES 2024-08-16
MN RA APPROVED 2013-11-19
  • WI RA
    APPROVED
    Since 2025-02-24
  • TX RA
    APPROVED_RES
    Since 2024-08-16
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States

Somerset, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Stillwater MN 01/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-25
S63 Uniform Securities Agent State Law Examination 1998-08-10
  • S66 Uniform Combined State Law Examination
    2011-04-25
  • S63 Uniform Securities Agent State Law Examination
    1998-08-10
Other Names
  • Lisa Rae Mondor
  • Lisa Rae Mondor

View on SEC IAPD

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