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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-18 |
| UT | RA | APPROVED | 2026-06-18 |
Branch Locations
85 Broad Street 26Th Flr, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Incapital Llc | Salt Lake City | UT | 07/2016 | 08/2017 |
| Multi-Bank Securities, Inc. | Southfield | MI | 10/2017 | 04/2018 |
| Morgan Stanley | Park City | UT | 06/2018 | 02/2020 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2018 | 02/2020 |
| Moreton Capital Markets | Salt Lake City | UT | 01/2022 | 06/2022 |
| N/A | Park City | UT | 02/2020 | 01/2022 |
| Keybanc Capital Markets Inc. | New York | NY | 06/2022 | 04/2024 |
| Janney Montgomery Scott Llc | Park City | UT | 04/2024 | 12/2025 |
| Unemployed | Park City | UT | 01/2026 | 05/2026 |
| Oppenheimer & Co. Inc. | New York | NY | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-14 |
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