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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-18
UT RA APPROVED 2026-06-18
  • NY RA
    APPROVED
    Since 2026-06-18
  • UT RA
    APPROVED
    Since 2026-06-18

Branch Locations

85 Broad Street 26Th Flr, New York, NY 10004 • United States

Park City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Incapital Llc Salt Lake City UT 07/2016 08/2017
Multi-Bank Securities, Inc. Southfield MI 10/2017 04/2018
Morgan Stanley Park City UT 06/2018 02/2020
Morgan Stanley Private Bank, N.A. New York NY 07/2018 02/2020
Moreton Capital Markets Salt Lake City UT 01/2022 06/2022
N/A Park City UT 02/2020 01/2022
Keybanc Capital Markets Inc. New York NY 06/2022 04/2024
Janney Montgomery Scott Llc Park City UT 04/2024 12/2025
Unemployed Park City UT 01/2026 05/2026
Oppenheimer & Co. Inc. New York NY 06/2026 Present
  • 07/2016 → 08/2017
    Incapital Llc
    Salt Lake City, UT
  • 10/2017 → 04/2018
    Multi-Bank Securities, Inc.
    Southfield, MI
  • 06/2018 → 02/2020
    Park City, UT
  • 07/2018 → 02/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2022 → 06/2022
    Moreton Capital Markets
    Salt Lake City, UT
  • 02/2020 → 01/2022
    N/A
    Park City, UT
  • 06/2022 → 04/2024
    Keybanc Capital Markets Inc.
    New York, NY
  • 04/2024 → 12/2025
    Park City, UT
  • 01/2026 → 05/2026
    Unemployed
    Park City, UT
  • 06/2026 → Present
    New York, NY
Previous Registrations
  • 2024-04-08 → 2026-01-16
    New York, NY
    Park City, UT
  • 2022-03-02 → 2022-05-26
    Moreton Capital Advisors, Llc
    Park City, UT
    Minnetonka, MN
  • 2018-07-25 → 2020-02-10
    Holladay, UT
    Park City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-20
S63 Uniform Securities Agent State Law Examination 1992-10-14
  • S65 Uniform Investment Adviser Law Examination
    2018-07-20
  • S63 Uniform Securities Agent State Law Examination
    1992-10-14

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