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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2020-09-28 |
| LA | RA | APPROVED | 2020-09-25 |
| TX | RA | APPROVED | 2020-09-25 |
Branch Locations
4730 Bluebonnet Blvd Ste A, Baton Rouge, LA 70809 • United States
1100 Poydras St Ste 1000, New Orleans, LA 70163-1000 • United States
Metairie, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New Orleans | LA | 12/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New Orleans | LA | 11/2016 | 09/2020 |
| Ameriprise Financial Services, Llc | New Orlaeans | LA | 09/2020 | Present |
Real Estate Ownership; Single Family; 189 Rawson Rd Unit 3, , Brookline, MA, 2445; Investment-Related; 03/01/2022 / Lot/Land; 322 US Hwy 84, , Natchez, MS, 39120; Not Investment-Related; 10/01/2024 / Single Family; 301 West Ave #1101, , Austin, TX, 78701; Investment-Related; 03/01/2022. Business Ownership; Nalikeit; Owner; Real Estate; 14033 Hwy 73, , Prarieville, LA, 70769; Not Investment-Related; 03/10/2022; 1 to 9 hours per month; 0 during trading hours / NLAB 400; Owner; Real Estate; 400 N. Labarre, , Metairie, LA, 70001; Not Investment-Related; 03/05/2015; 1 to 9 hours per month; 0 during trading hours / NLAB 402; Owner; Real Estate; 402 N Labarre, , Metairie, LA, 70001; Not Investment-Related; 03/05/2015; 1 to 9 hours per month; 0 during trading hours / NLAB 410; Owner; Real Estate; 410 N Labarre, , Metairie, LA, 70001; Not Investment-Related; 09/26/2014; 1 to 9 hours per month; 0 during trading hours / NLAB 414; Owner; Real Estate; 414 N Labarre, , Metairie, LA, 70001; Not Investment-Related; 04/12/2012; 1 to 9 hours per month; 0 during trading hours / Nlab 316; Owner; Real Estate; 316 N Labarre, , Metairie, LA, 70001; Not Investment-Related; 10/11/2012; 1 to 9 hours per month; 0 during trading hours / Stubucky; Owner; Real Estate; 55 Town Center Pky, , Slidell, LA, 70458; Not Investment-Related; 11/10/2014; 1 to 9 hours per month; 0 during trading hours / DG 231; Owner; Real Estate; 231 Veterans, , Kenner, LA, 70062; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours / Pasco MS, LLC; Owner; Real Estate; 3452 Pascagoula St, , Pascagoula, MS, 39567; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-24 |
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