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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2020-09-28
LA RA APPROVED 2020-09-25
TX RA APPROVED 2020-09-25
  • MS RA
    APPROVED
    Since 2020-09-28
  • LA RA
    APPROVED
    Since 2020-09-25
  • TX RA
    APPROVED
    Since 2020-09-25

Branch Locations

4730 Bluebonnet Blvd Ste A, Baton Rouge, LA 70809 • United States

1100 Poydras St Ste 1000, New Orleans, LA 70163-1000 • United States

Metairie, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New Orleans LA 12/2009 11/2016
Wells Fargo Clearing Services, Llc New Orleans LA 11/2016 09/2020
Ameriprise Financial Services, Llc New Orlaeans LA 09/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 189 Rawson Rd Unit 3, , Brookline, MA, 2445; Investment-Related; 03/01/2022 / Lot/Land; 322 US Hwy 84, , Natchez, MS, 39120; Not Investment-Related; 10/01/2024 / Single Family; 301 West Ave #1101, , Austin, TX, 78701; Investment-Related; 03/01/2022. Business Ownership; Nalikeit; Owner; Real Estate; 14033 Hwy 73, , Prarieville, LA, 70769; Not Investment-Related; 03/10/2022; 1 to 9 hours per month; 0 during trading hours / NLAB 400; Owner; Real Estate; 400 N. Labarre, , Metairie, LA, 70001; Not Investment-Related; 03/05/2015; 1 to 9 hours per month; 0 during trading hours / NLAB 402; Owner; Real Estate; 402 N Labarre, , Metairie, LA, 70001; Not Investment-Related; 03/05/2015; 1 to 9 hours per month; 0 during trading hours / NLAB 410; Owner; Real Estate; 410 N Labarre, , Metairie, LA, 70001; Not Investment-Related; 09/26/2014; 1 to 9 hours per month; 0 during trading hours / NLAB 414; Owner; Real Estate; 414 N Labarre, , Metairie, LA, 70001; Not Investment-Related; 04/12/2012; 1 to 9 hours per month; 0 during trading hours / Nlab 316; Owner; Real Estate; 316 N Labarre, , Metairie, LA, 70001; Not Investment-Related; 10/11/2012; 1 to 9 hours per month; 0 during trading hours / Stubucky; Owner; Real Estate; 55 Town Center Pky, , Slidell, LA, 70458; Not Investment-Related; 11/10/2014; 1 to 9 hours per month; 0 during trading hours / DG 231; Owner; Real Estate; 231 Veterans, , Kenner, LA, 70062; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours / Pasco MS, LLC; Owner; Real Estate; 3452 Pascagoula St, , Pascagoula, MS, 39567; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-07
S63 Uniform Securities Agent State Law Examination 1992-01-24
  • S65 Uniform Investment Adviser Law Examination
    2006-02-07
  • S63 Uniform Securities Agent State Law Examination
    1992-01-24
Other Names
  • Scott E Guidry

View on SEC IAPD

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