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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-11-21 |
| TX | RA | APPROVED_RES | 2019-11-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Brighton | CO | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Brighton | CO | 11/2016 | 11/2019 |
| Morgan Stanley Smith Barney Llc | Boulder | CO | 11/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2019 | Present |
*385814 - TSE Properties, LLC; Investment related ; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 5; Accounting/Bookkeeping. *385815 - Mohave, LLC; Investment related - Yes; Brighton, Colorado; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Sept 2014; During business hours: 0; After business hours: 2; Accounting/Bookkeeping *386271 - IHHC, LLC; Investment related Yes; Brighton, CO; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2015; During business hours: 0; After business hours: 1; Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-08 |
| S65 | Uniform Investment Adviser Law Examination | 1995-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-20 |
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