Peter J Hess

Employer firm

Lazard Asset Management LLC CRD 122836

$121B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 11/2020
  Nuveen Investments, Llc
  Chicago, IL
• 09/2011 → 11/2020
  Nuveen Asset Management, Llc
  Chicago, IL
• 05/2021 → 09/2022
  Cantor Fitzgerald & Co.
  New York, NY
• 11/2020 → 05/2021
  Unemployed
  New York, NY
• 09/2022 → Present
  Lazard Asset Management Llc
  New York, NY
• 09/2022 → Present
  Lazard Asset Management Securities Llc
  New York, NY

Previous Registrations

• 2021-05-10 → 2022-09-16
  Cantor Fitzgerald Investment Advisors
  Avon, OH
  New York, NY
• 2011-09-01 → 2020-08-10
  Nuveen Asset Management, Llc
  Chicago, IL
• 2008-01-16 → 2011-09-01
  Nuveen Fund Advisors, Llc
  Chicago, IL
• 2004-11-30 → 2008-01-08
  Bny Mellon Securities Corporation
  Avon, OH
  New York, NY
  Shaker Heights, OH
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-28
• S63 Uniform Securities Agent State Law Examination
  1992-04-13

Other Names

• Peter Joseph Jr Hess
• Peter Joseph Hess