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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-13 |
| MN | RA | APPROVED | 2013-11-08 |
Branch Locations
1905 East Wayzata Boulevard, Wayzata, MN 55391 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Wayzata | MN | 01/2007 | Present |
| Command Software Systems | Minneapolis | MN | 12/2009 | Present |
| Raymond Jaems Financial Services Advisors, Inc | Wayzata | MN | 01/2007 | Present |
| North Shore Capital Management, Llc | Wayzata | MN | 01/2007 | Present |
| North Shore Capital Management | Wayazta | MN | 11/2013 | Present |
1.COMMAND SOFTWARE SYSTEMS:NOT INVESTMENT RELATED:12/2009-PRESENT:MINNEAPOLIS, MN:OWNER/PROPRIETER:SOFTWARE DEVELOPER:3 HRS/WK:0 HRS DURING TRADING:SELLING A SELF- DEVELOPED SOFTWARE PACKAGE. 2.Name of Business : GPS Capital Management Address: 1905 Wayzata Blvd Ste 155,Wayzata, MN Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Independent Contractor Investment Related:No Start Date: 11/11/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: non owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-27 |
| S65 | Uniform Investment Adviser Law Examination | 1997-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-29 |
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