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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-02-26
  • NC RA
    APPROVED
    Since 2020-02-26

Branch Locations

3515 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 01/2017 12/2019
Netapp Inc. Research Triangle Park NC 05/2011 01/2017
Bank Of America, N.A. Raleigh NC 09/2017 12/2019
Raymond James And Associates, Inc Raleigh NC 02/2020 Present
  • 01/2017 → 12/2019
    Raleigh, NC
  • 05/2011 → 01/2017
    Netapp Inc.
    Research Triangle Park, NC
  • 09/2017 → 12/2019
    Bank Of America, N.A.
    Raleigh, NC
  • 02/2020 → Present
    Raymond James And Associates, Inc
    Raleigh, NC
Previous Registrations
Other Businesses

(1)Name of Business: Brooks Avenue Church of Christ Address: 700 Brooks Avenue, Raleigh, NC, 27607, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: No Start Date: 10/01/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Duties include submitting monthly payroll, weekly processing of online & in-hand contribution deposits, paying vendors (maintenance, landscaping, utilities, etc). Duties can be conducted in church office (2 miles from RJ branch) and remotely from home. Duties require about 25 hours/month, most of which is on weekends, and receives a stipend of $1,000 / month. (2)Name of Business: Wake Monarch Academy Address: 824 N Bloodworth Street, Raleigh, NC, 27604, United States Activity Type: Non profit Position/Title: Board Member Investment Related: No Start Date: 08/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Serve as a general board member to advise on issues regarding admissions, finance, and community relations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-24
  • S66 Uniform Combined State Law Examination
    2017-05-24
Other Names
  • Jay Holder
  • John Steven Holder
  • John Holder
  • John S Holder

View on SEC IAPD

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