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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-02-26 |
Branch Locations
3515 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 01/2017 | 12/2019 |
| Netapp Inc. | Research Triangle Park | NC | 05/2011 | 01/2017 |
| Bank Of America, N.A. | Raleigh | NC | 09/2017 | 12/2019 |
| Raymond James And Associates, Inc | Raleigh | NC | 02/2020 | Present |
(1)Name of Business: Brooks Avenue Church of Christ Address: 700 Brooks Avenue, Raleigh, NC, 27607, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: No Start Date: 10/01/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Duties include submitting monthly payroll, weekly processing of online & in-hand contribution deposits, paying vendors (maintenance, landscaping, utilities, etc). Duties can be conducted in church office (2 miles from RJ branch) and remotely from home. Duties require about 25 hours/month, most of which is on weekends, and receives a stipend of $1,000 / month. (2)Name of Business: Wake Monarch Academy Address: 824 N Bloodworth Street, Raleigh, NC, 27604, United States Activity Type: Non profit Position/Title: Board Member Investment Related: No Start Date: 08/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Serve as a general board member to advise on issues regarding admissions, finance, and community relations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-24 |
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