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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-01-21 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Group, Inc. | Raleigh | NC | 01/2016 | Present |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 01/2016 | Present |
| Capital Investment Brokerage, Inc. | Raleigh | NC | 10/2025 | Present |
1. INSURANCE AGENT. SALES AND SERVICE OF EXISTING ACCOUNTS - FIXED INSURANCE PRODUCTS. NOT INVESTMENT RELATED. 5 HRS/WK, <5 DURING NORMAL TRADING HRS. STARTED 02/2016.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-31 |
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