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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-01-21
  • NC RA
    APPROVED
    Since 2016-01-21

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Group, Inc. Raleigh NC 01/2016 Present
Capital Investment Advisory Services, Llc Raleigh NC 01/2016 Present
Capital Investment Brokerage, Inc. Raleigh NC 10/2025 Present
  • 01/2016 → Present
    Capital Investment Group, Inc.
    Raleigh, NC
  • 01/2016 → Present
    Raleigh, NC
  • 10/2025 → Present
    Capital Investment Brokerage, Inc.
    Raleigh, NC
Previous Registrations
Other Businesses

1. INSURANCE AGENT. SALES AND SERVICE OF EXISTING ACCOUNTS - FIXED INSURANCE PRODUCTS. NOT INVESTMENT RELATED. 5 HRS/WK, <5 DURING NORMAL TRADING HRS. STARTED 02/2016.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-01
S63 Uniform Securities Agent State Law Examination 1991-12-31
  • S65 Uniform Investment Adviser Law Examination
    2004-10-01
  • S63 Uniform Securities Agent State Law Examination
    1991-12-31
Other Names
  • Richard Elwood Iii Rose

View on SEC IAPD

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