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5201 Johnson Drive Suite 410, Mission, KS 66205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-27 |
| WI | RA | APPROVED | 2016-02-16 |
| KS | RA | APPROVED | 2016-02-15 |
Branch Locations
5201 Johnson Drive Suite 410, Mission, KS 66205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Breitenbach Ia | Milwaukee | WI | 07/2012 | Present |
| Westward Investment Advisory | Prairie Village | KS | 08/2015 | Present |
| Central States Capital Markets Llc | Prairie Village | KS | 08/2015 | 05/2017 |
ALSACE PARTNERS LLC JS FERARA LLC C BRAHM LLC 4385 DRUID CT, BROOKFIELD, WI 53005 ALL ARE ENGAGED IN RENTAL OF RESIDENTIAL REAL ESTATE. ALL THREE ARE NON-INVESTMENT RELATED. I AM PROPRIETOR OF ALL THREE. BUSINESS WAS STARTED IN JUNE, 2012. I SPEND NO TIME ON THESE BUSINESSES DURING SECURITIES TRADING HOURS. OPERATIONS ARE SOURCED TO A THIRD-PARTY PROPERTY MANAGEMENT COMPANY. BREITENBACH-IA- BREITENBACH INSTITUTIONAL ADVISORY 11414 W. PARK PLACE, SUITE 202, MILWAUKEE, WI 53224 TYPE OF BUSINESS-CONSULTING PRINCIPAL/SOLE PROPRIETOR OF CONSULTING PRACTICE THAT FOCUSES PRIMARILY ON INVESTMENT AND WEALTH MANAGERS. START DATE OF RELATIONSHIP JUNE 2012. Alsace Partners; JS Ferara; CBrahm; non-investment related, 11414 W. Park Place, Suite 202 Milwaukee, WI, Residential real Estate Leasing, Member, 06/01/2012, 5 hrs/month, 0 hrs during securities trading hours, Owner Managing Director - CEO Westward Investment Advisory
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-22 |
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