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James C Shay

Kornitzer Capital Management, Inc.

Mission, KS

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Current Employers
Kornitzer Capital Management, Inc.

5420 West 61St Place, Mission, KS 66205-3084 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-10-26
  • KS RA
    APPROVED
    Since 2023-10-26

Branch Locations

5420 West 61St Place, Mission, KS 66205-3084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kansas City MO 01/2016 09/2018
Bank Of America, N.A. Kansas City MO 10/2016 09/2018
Ubs Financial Services Inc Kansas City MO 09/2018 12/2022
Kornitzer Capital Management, Inc. Mission KS 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-13
  • S66 Uniform Combined State Law Examination
    2016-04-13
Other Names
  • James C Shay
  • James Carl Shay
  • Jim C Shay

View on SEC IAPD

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MICHAEL ALAN GROSSMAN

Other Offices

KORNITZER CAPITAL MANAGEMENT, INC. · MISSION, KS
KORNITZER CAPITAL MANAGEMENT, INC. · SHAWNEE MISSION, KS
MISSION FINANCIAL PLANNING, INC. · MISSION, KS
WEAVER FINANCIAL · MISSION, KS
MGJ, LLC · MISSION, KS
INTEGRITY ALLIANCE, LLC. · Mission, KS
WESTWARD INVESTMENT ADVISORY · MISSION, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Roeland Park, KS

More in Mission, KS

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