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5420 West 61St Place, Mission, KS 66205-3084 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-03-08 |
Branch Locations
5420 West 61St Place, Mission, KS 66205-3084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 02/2014 | 01/2018 |
| Invesco Advisers, Inc. | Atlanta | GA | 07/2014 | 01/2018 |
| Kornitzer Capital Management, Inc. | Mission | KS | 02/2018 | Present |
| Quasar Distributors, Llc | Milwaukee | WI | 02/2018 | Present |
1.) Kornitzer Capital Management; Mission, KS; Investment related; started 02/01/2018; Sales; Head of Sales and Marketing; Sell Buffalo mutual funds; 220 hours per month with 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-25 |
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