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John Alan Shepley

Kornitzer Capital Management, Inc.

Mission, KS

CRD 2196550

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Employer firm

Kornitzer Capital Management, Inc. CRD 111087

$6.49B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Kornitzer Capital Management, Inc.

5420 West 61St Place, Mission, KS 66205-3084 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2005-06-06
  • KS RA
    APPROVED
    Since 2005-06-06

Branch Locations

5420 West 61St Place, Mission, KS 66201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kornitzer Capital Management, Inc. Mission KS 04/2005 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-01-15
S65 Uniform Investment Adviser Law Examination 1991-12-16
  • S63 Uniform Securities Agent State Law Examination
    1992-01-15
  • S65 Uniform Investment Adviser Law Examination
    1991-12-16
Designations
  • Chartered Financial Analyst
Other Names
  • John Alan Shepley

View on SEC IAPD

Nearby Firms

MISSION FINANCIAL PLANNING, INC.
WEAVER FINANCIAL
MGJ, LLC

Nearby Investors

BARRY EUGENE KOSTER
MATTHEW DWAYNE ISON
NATHANIEL TIMOTHY SOULIS

Nearby Offices

KORNITZER CAPITAL MANAGEMENT, INC. · MISSION, KS
KORNITZER CAPITAL MANAGEMENT, INC. · SHAWNEE MISSION, KS
MISSION FINANCIAL PLANNING, INC. · MISSION, KS

More in Mission, KS

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