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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-01-12
  • NJ RA
    APPROVED
    Since 2006-01-12

Branch Locations

6000 Sagemore Drive Suite 6201, Marlton, NJ 08053 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Marlton NJ 11/2002 Present
Previous Registrations
Other Businesses

Marlton Rec Council (MRC); township youth sports program-soccer; Marlton, NJ. Soccer Coordinator/Coach (06/2005) - coordinate, coach and organize U18 High School Soccer league in the fall and spring. Not investment related, no compensated, 3 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-23
S63 Uniform Securities Agent State Law Examination 1992-01-28
  • S66 Uniform Combined State Law Examination
    2006-01-23
  • S63 Uniform Securities Agent State Law Examination
    1992-01-28

View on SEC IAPD

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