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Christopher Banks Grant

Bny Mellon Securities Corporation

New York, NY

Warwick, RI

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Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-01-22
FL RA APPROVED 2014-02-28
CT RA APPROVED 2013-05-14
  • NJ RA
    APPROVED
    Since 2016-01-22
  • FL RA
    APPROVED
    Since 2014-02-28
  • CT RA
    APPROVED
    Since 2013-05-14

Branch Locations

240 Greenwich Street, New York, NY 10286 • United States

Warwick, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation New York NY 05/2012 Present
  • 05/2012 → Present
    Mbsc Securities Corporation
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-13
S63 Uniform Securities Agent State Law Examination 1996-08-30
  • S65 Uniform Investment Adviser Law Examination
    2013-05-13
  • S63 Uniform Securities Agent State Law Examination
    1996-08-30

View on SEC IAPD

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