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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-16
VA RA APPROVED 2021-04-16
  • TX RA
    APPROVED
    Since 2021-04-16
  • VA RA
    APPROVED
    Since 2021-04-16

Branch Locations

4860 Cox Rd. Ste. 200, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Glen Allen VA 12/2014 04/2021
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2021 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2021 Present
  • 12/2014 → 04/2021
    Lincoln Financial Securities Corporation
    Glen Allen, VA
  • 04/2021 → Present
    Fairfield, IA
  • 04/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2014-12-23 → 2021-04-20
    Osaic Fs, Inc.
    Glen Allen, VA
    Winchester, VA
  • 2004-06-25 → 2014-12-31
    Glen Allen, VA
    Richmond, VA
  • 2003-02-18 → 2004-07-08
    Raymond James Financial Services, Inc.
    Richmond, VA
Other Businesses

1) DEEP RUN FINANCIAL, 4461 Cox Road Suite 101, Glen Allen, VA 23060, 05/2021, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/16/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-14
S63 Uniform Securities Agent State Law Examination 1992-04-21
  • S65 Uniform Investment Adviser Law Examination
    2003-02-14
  • S63 Uniform Securities Agent State Law Examination
    1992-04-21

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