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Emily Williford Abernethy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-10-07
  • TX RA
    APPROVED
    Since 2015-10-07

Branch Locations

800 Capitol St Pbig - Houston Ii, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 09/2015 Present
Bank Of America, N.A. Houston TX 11/2015 Present
Previous Registrations
  • 2009-01-21 → 2015-07-07
    Barclays Capital Inc.
    Houston, TX
  • 2008-02-11 → 2008-10-15
    Lehman Brothers Inc.
    Houston, TX
    Houston, TX
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-30
S63 Uniform Securities Agent State Law Examination 1992-03-26
  • S66 Uniform Combined State Law Examination
    2007-08-30
  • S63 Uniform Securities Agent State Law Examination
    1992-03-26
Other Names
  • Emily Ruth Williford

View on SEC IAPD

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