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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-11
IN RA APPROVED 2022-01-05
  • TX RA
    APPROVED
    Since 2023-01-11
  • IN RA
    APPROVED
    Since 2022-01-05

Branch Locations

200 E Jackson Street, Muncie, IN 47305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Bank (Formerly: Mutualbank) Muncie IN 10/1995 04/2020
Lpl Financial, Llc Muncie IN 07/2011 12/2020
Principal Life Insurance Company Des Moines IA 07/2021 12/2021
Principal Securities Inc Des Moines IA 08/2021 12/2021
Northwest Bank Muncie IN 04/2020 12/2020
Unemployed Fishers IN 01/2021 07/2021
Cetera Investment Services Llc St Cloud MN 01/2022 Present
First Merchants Investment Services Llc Muncie IN 12/2021 Present
Cetera Investment Advisers Llc Muncie IN 01/2022 Present
  • 10/1995 → 04/2020
    Northwest Bank (Formerly: Mutualbank)
    Muncie, IN
  • 07/2011 → 12/2020
    Muncie, IN
  • 07/2021 → 12/2021
    Principal Life Insurance Company
    Des Moines, IA
  • 08/2021 → 12/2021
    Principal Securities Inc
    Des Moines, IA
  • 04/2020 → 12/2020
    Northwest Bank
    Muncie, IN
  • 01/2021 → 07/2021
    Unemployed
    Fishers, IN
  • 01/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 12/2021 → Present
    First Merchants Investment Services Llc
    Muncie, IN
  • 01/2022 → Present
    Muncie, IN
Previous Registrations
  • 2009-09-09 → 2020-12-31
    Muncie, IN
    Fort Mill, SC
    Muncie, IN
    Warsaw, IN
    Mishawaka, IN
    Bloomington, IN
    Mitchell, IN
    Jasonville, IN
    Linton, IN
    Lyons, IN
    Greenwood, IN
    Fishers, IN
    Bloomfield, IN
    Bloomfield, IN
    Carmel, IN
    Bloomington, IN
    Mishawaka, IN
  • 2006-05-15 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Muncie, IN
    Muncie, IN
Other Businesses

1. BOARDMEMBER FOR GREATER MUNCIE IN HABITAT FOR HUMANITY; 1HR/WK

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-12-01
  • S63 Uniform Securities Agent State Law Examination
    1992-12-01
Designations

View on SEC IAPD

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