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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-11 |
| IN | RA | APPROVED | 2022-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Bank (Formerly: Mutualbank) | Muncie | IN | 10/1995 | 04/2020 |
| Lpl Financial, Llc | Muncie | IN | 07/2011 | 12/2020 |
| Principal Life Insurance Company | Des Moines | IA | 07/2021 | 12/2021 |
| Principal Securities Inc | Des Moines | IA | 08/2021 | 12/2021 |
| Northwest Bank | Muncie | IN | 04/2020 | 12/2020 |
| Unemployed | Fishers | IN | 01/2021 | 07/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2022 | Present |
| First Merchants Investment Services Llc | Muncie | IN | 12/2021 | Present |
| Cetera Investment Advisers Llc | Muncie | IN | 01/2022 | Present |
1. BOARDMEMBER FOR GREATER MUNCIE IN HABITAT FOR HUMANITY; 1HR/WK
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-12-01 |
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