Tommy Wayne Porter

Current Employers

Employment History

• 08/2014 → Present
  Lpl Financial Llc
  Raleigh, NC
• 10/2014 → Present
  Founders Financial Alliance, Llc
  Raleigh, NC

Previous Registrations

• 2005-01-03 → 2014-08-22
  Truist Investment Services, Inc.
  Chapel Hill, NC
  Chapel Hill, NC
  Chapel Hill, NC
  Pittsboro, NC
  Chapel Hill, NC
  Chapel Hill, NC
  Chapel Hill, NC
  Pittsboro, NC
  Pittsboro, NC
  Cary, NC
  Durham, NC
  Chapel Hill, NC
  Greensboro, NC
  Kernsville, NC
  Chapel Hill, NC
  Durham, NC
  Carrboro, NC
  Chapel Hill, NC
  Chapel Hill, NC
  Chapel Hill, NC
  Chapel Hill, NC
  Pittsboro, NC
• 2002-09-30 → 2005-01-03
  Ncf Financial Services, Inc.
  Chapel Hill, NC
• 1998-07-09 → 2002-09-30
  Invest Financial Corporation
  Chapel Hill, NC

Other Businesses

1. 3/8/2016 - Founders Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/15/16 - 40 Hours Per Month/2 Hours During Securities Trading. 2. 12/15/2017 - Founders Wealth Holdings, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 1/9/2018 - Founders Wealth, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 20 Hours Per Month/1 Hour During Securities Trading. 4. 10/18/2018 - No Business Name - Investment Related - Home Based - Non-Variable Insurance - Insurance Agent - Start Date: 09/27/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 6/2/2020 - Investment Related - Salisbury NC 28147 - Real Estate Rental - Started 06/05/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Inherited commercial real estate property. 6. 3/24/2021 - Founders Financial Alliance, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Managing Member - Started 02/15/16 - 160 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Founders Financial Alliance LLC, an independent investment advisor firm. I started this business activity on 2/15/2016. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 3/24/2021 - Founders Financial Alliance, LLC - DBA: (Hybrid) Founders Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/01/2018 - 20 Hours Per Month/1 Hour During Securities Trading - I provide investment advisory services through Founders Financial Alliance, LLC, an independent investment advisor firm. I started this business activity in 3/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 9/3/2021 - Investment Related - Salisbury, NC 28147; and 9212 Falls of Neuse Rd., Raleigh NC 27615 - Real Estate Rental - Started 06/05/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Commercial real estate property rental/leasing/sub-leasing. 9. 12/17/2024- Asset Insure, Inc- Insurance Agency- INV Related- At reported business location(s)- Start date 11/10/2020- 40 Hours Per Month- 1 Hour During Trading 10. 08/06/2025 - Founders Tax, LLC - Tax Prep/Accounting/CPA - INV Related- At reported business location(s)- Start date 07/25/2025 - 8 Hours Per Month- 0 Hour During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-22
• S63 Uniform Securities Agent State Law Examination
  1992-01-24

Other Names

• Tom Porter
• Tom W Porter