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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-09 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
455 W 23Rd St Ste 1F, New York, NY 10011-2156 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New York | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | New York | NY | 03/2020 | Present |
Business Ownership; Filco; Owner of Financial Planning Practice; it's Financial Advice.; 128 Marine Ave. 4D, , Brooklyn, NY, 11209; Investment-Related; 09/01/2022; 20 to 39 hours per month; 20 to 39 during trading hours. Outside Employment; Filco; Owner; ; 128 Marine Ave Suite 4D, , Brooklyn, NY, 11209; Investment-Related; 09/01/2022; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-01-10 |
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