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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-28 |
| GA | RA | APPROVED | 2003-10-10 |
Branch Locations
3338 Country Club Suite A-1, Valdosta, GA 31605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1997 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1997 | Present |
1) POA, Executor of will and Beneficiary of Equitable Investments and life policies for Brother. 2) Executor of spouse's will and beneficiary of all her Equitable Investments and her Equitable life insurance policy. 3) Outside Insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-06 |
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