James Ancil Allred

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1997 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/1997 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1) POA, Executor of will and Beneficiary of Equitable Investments and life policies for Brother. 2) Executor of spouse's will and beneficiary of all her Equitable Investments and her Equitable life insurance policy. 3) Outside Insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-12
• S63 Uniform Securities Agent State Law Examination
  1991-12-06