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225 S. Lake Avenue Suite 1170, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-21 |
| CA | RA | APPROVED | 2011-09-21 |
Branch Locations
Flower Mound, TX • United States
225 S. Lake Avenue Suite 1170, Pasadena, CA 91101 • United States
19210 Sixpenny Lane, Ste. 100, Monument, CO 80132 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-30 |
| CA | RA | APPROVED | 2012-05-22 |
Branch Locations
19210 Sixpenny Lane, Ste. 100, Monument, CO 80132 • United States
Flower Mound, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wespac Advisors Socal, Llc | Pasadena | CA | 06/2011 | Present |
| Arkenstone Financial, Llc | La Quinta | CA | 02/2012 | Present |
ARKENSTONE FINANCIAL, LLC; investment related; 19210 Six Penny Ln, #210, Monument, CO 80132; Registered Investment Advisor; Investment Advisor Representative; Start: 2/2012; approximately 20 hours per week; Approximately 20 hours per week during trading hours; independent contractor, provide investment advice.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-01-24 |
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