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40 Wall Street, 28Th Floor, New York, NY 10005-1304 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-04 |
Branch Locations
40 Wall Street, 28Th Floor, New York, NY 10005-1304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilbert 8, Llc | New York | NY | 05/2016 | 03/2021 |
| Alpha Ria Llc | New York | NY | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-14 |
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