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1330 Camino Del Mar, Del Mar, CA 92014 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Diego | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | 06/2021 |
| First Light Retirement, Llc | Carlsbad | CA | 06/2021 | Present |
| Wells Fargo Advisors | Rancho Santa Fe | CA | 01/2009 | 05/2021 |
1) First Light Adventure Pty Ltd; Investment related: No; Locations: 49 garrick street coolangatta queensland 4225 Australia; Description: The business rents and imports land rover defenders. We don't anticipate having any revenue for 2-3 years but my ownership began 01/09/2023; Position Title: Director; Responsibilities Duties: assisting with strategic business decisions, and (primarily) funding the investment in vehicles. ; Start date: 2023-01-09; Hours per month during trading hours: 0; Hours per month outside trading hours: 2.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-10 |
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