Shelly Halford Baker

54 Wilton Road 1St Floor, Westport, CT 06880 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-04
MS	RA	APPROVED	2026-07-17
TX	RA	APPROVED	2026-07-17
TN	RA	APPROVED	2026-07-09

Branch Locations

54 Wilton Road 1St Floor, Westport, CT 06880 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Raymond James & Associates, Inc.	Memphis	TN	07/2016	08/2017
Baker Notary Services	Southaven	MS	09/2017	05/2019
Fidelity Brokerage Services Llc	Germantown	TN	06/2019	03/2021
B Riley Wealth Management	Memphis	TN	07/2021	03/2022
Waddell & Associates Llc	Memphis	TN	04/2022	06/2026
Unemployed	Memphis	TN	04/2021	06/2021
Coastal Bridge Advisors, Llc	Memphis	TN	07/2026	Present

2022-07-26 → 2026-07-16

Waddell & Associates, Llc

Memphis, TN
2021-07-12 → 2022-03-31

B. Riley Wealth Management

Memphis, TN
2019-07-01 → 2021-03-12

Fidelity Personal And Workplace Advisors

Germantown, TN
2016-07-26 → 2017-08-28

Raymond James & Associates, Inc.

Memphis, TN
2014-10-06 → 2016-07-29

Truist Investment Services, Inc.

Memphis, TN
2009-10-09 → 2014-09-05

Legacy Wealth Management, Llc

Memphis, TN
2005-02-16 → 2009-01-13

Waddell & Associates Inc

Memphis, TN

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-01-15
S66	Uniform Combined State Law Examination	2005-02-15

Other Firms