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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-22 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
7202 S Greenleaf Ave, Whittier, CA 90602 • United States
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Downey | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Downey | CA | 11/2016 | Present |
HOLDS REAL ESTATE LICENSE IN THE STATE OF CALIFORNIA. CAN BE USED FOR PURCHASE/SALE OF OWN PRIMARY OR SECONDARY RESIDENCE ONLY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-17 |
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