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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-09-03 |
| CA | RA | APPROVED | 2007-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Tustin | CA | 08/2007 | Present |
1. 08/03/2007 - REAL ESTATE RENTAL - RENTAL PROPERTY IN LONG BEACH CA - HOMEOWNER WHO RENTS PROPERTY FOR INCOME - TIME SPENT 1% - LONG BEACH, CA. 2. 08/03/2007 - DBA ONLY - WINDAWI & ASSOCIATES, INC. - TUSTIN, CA. 3. 12/17/2008 - NON-VARIABLE INSURANCE - LTC, HEALTH COMMISSIONS. - TIME SPENT 1% - TUSTIN, CA. 4. 10/27/2025- 517 W. 29th St. #3E, LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 07/25/2025- 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-01-10 |
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