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Charles Belluardo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Red Bank, NJ

Sarasota, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-21
TX RA APPROVED_RES 2013-06-11
NJ RA APPROVED 2013-05-23
  • FL RA
    APPROVED
    Since 2020-12-21
  • TX RA
    APPROVED_RES
    Since 2013-06-11
  • NJ RA
    APPROVED
    Since 2013-05-23

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 05/2013 Present
Bank Of America, N.A. Red Bank NJ 07/2013 Present
Previous Registrations
  • 2009-06-01 → 2013-06-18
    Morgan Stanley
    Sea Girt, NJ
    Shrewsbury, NJ
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Sea Girt, NJ
    New York, NY
    Shrewsbury, NJ
  • 2002-05-02 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Shrewsbury, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-29
S63 Uniform Securities Agent State Law Examination 1994-12-15
  • S65 Uniform Investment Adviser Law Examination
    1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1994-12-15
Other Names
  • Charles Nicholas Belluardo
  • Charlie Belluardo

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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