Best Investors Account Sign in
Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-20
  • FL RA
    APPROVED
    Since 2026-04-20

Branch Locations

Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Gms Group, L.L.C. Boca Raton FL 07/2015 01/2026
Alliance Global Partners Boca Raton FL 01/2026 Present
  • 07/2015 → 01/2026
    The Gms Group, L.L.C.
    Boca Raton, FL
  • 01/2026 → Present
    Alliance Global Partners
    Boca Raton, FL
Other Businesses

Adler Wealth Management, Investment Related DBA, Boca Raton Florida, DBA, Owner, 01/21/2026, No Trading Hours, Passive Business For Tax Purposes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-16
S63 Uniform Securities Agent State Law Examination 2008-05-29
  • S66 Uniform Combined State Law Examination
    2026-04-16
  • S63 Uniform Securities Agent State Law Examination
    2008-05-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Boca Raton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor