Samuel Emmett Newton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1991 → Present
  Lpl Financial, Llc
  Las Vegas, NV
• 07/1996 → Present
  Scutter Newton & Associates
  Las Vegas, NV

Other Businesses

(1) 09/17/2001: SCUTTER NEWTON & ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. (2) 05/07/2007: Newton & Roik Family Wealth Advisors - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Not Advertised; Business entity established for accounting purposes, etc. (3) 05/08/2007: Newton & Roik Family Wealth Consultants - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (4) 01/14/2015: N&R Tax & Bookkeeping - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start 02/01/2015 - 20 Hours Per Month/0 Hours During Securities Trading - Tax Preperation and Bookkeeping Services. Payroll Preparation, buy NO signature authority in any client's accounts. (5) 5/15/2018 - SNCR Holdings LLC - Not Investment Related - 8240 W Charleston Blvd Suite 1, Las Vegas NV 89117 - Real Estate Rental - Start Date: 01/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Purchased building and continued to rent half of the building. (6) 2/6/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Life Insurance Agent - Started 02/01/2020 - 8 Hours Per Month/1 Hour During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-12-04
• S63 Uniform Securities Agent State Law Examination
  1992-02-07

Other Names

• Samuel Emmett Scutter