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William Bernard Herterich

Mml Investors Services, LLC

Warren, NJ

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-21
  • NJ RA
    APPROVED
    Since 2025-11-21

Branch Locations

184 Liberty Corner Rd Suite 315, Warren, NJ 07059 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 01/2003 05/2024
Equitable Advisors, Llc New York NY 07/2024 Present
Mml Investors Services, Llc Warren NJ 11/2025 Present
Massmutual Life Insurance Co Warren NJ 11/2025 Present
Ymca Hillsborough NJ 01/2010 Present
Previous Registrations
Other Businesses

NAME: HILLSBOROUGH YMCA INV REL: N ADD: 19 E MOUNTAIN RD, HILLSBOROUGH, NJ 08844 NATURE: SPIN INSTRUCTOR POSITION: INSTRUCTOR START DATE: 01/08/2010 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: YMCA SPIN INSTRUCTOR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-29
S63 Uniform Securities Agent State Law Examination 1992-04-13
  • S66 Uniform Combined State Law Examination
    2021-10-29
  • S63 Uniform Securities Agent State Law Examination
    1992-04-13
Other Names
  • Bill Herterich

View on SEC IAPD

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