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840 Apollo St. Suite 314, El Segundo, CA 90245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-23 |
| FL | RA | APPROVED | 2025-10-23 |
| LA | RA | APPROVED | 2018-04-04 |
| TX | RA | APPROVED_RES | 2017-05-01 |
Branch Locations
840 Apollo St. Suite 314, El Segundo, CA 90245 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 12/2002 | 01/2017 |
| Questar Asset Management | Minneapolis | MN | 02/2005 | 01/2017 |
| Principal & Chief Compliance Officer | El Segundo | CA | 01/2017 | Present |
| Cambridge Investment Research, Inc. | El Segundo | CA | 01/2017 | Present |
1.INDEPENDENT INSURANCE AGENT, 840 APOLLO ST, EL SEGUNDO, CA, 1/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 0 HRS. 2.GREENSHIELDS CAPITAL LLC, 840 APOLLO ST, STE 314, EL SEGUNDO, CA, 1/2017 AS PRINCIPAL/IAR. INV REL - 40/WK - 40/TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-02-18 |
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