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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-22 |
| VA | RA | APPROVED | 2003-01-09 |
| MD | RA | APPROVED | 1994-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frederick | MD | 10/1991 | Present |
| Bank Of America, N.A. | Frederick | MD | 12/2009 | Present |
1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: URBANA TOWN COURIER NEWSPAPER 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: VILLAGES OF URBANA, URBANA, MARYLAND 21704 5.NATURE OF BUSINESS: OTHER,NEWSPAPER 7.POSITION, TITLE, ASSOCIATION: OTHER, AUTHOR 8.START DATE OF RELATIONSHIP: 2/1/2011 9.NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: I WRITE A MONTHLY SPORTS ARTICLE ON LOCAL YOUTH OR HIGH SCHOOL SPORTS. I*136611 For profit or not for profit: For-Profit Organization Name of outside business organization: HyLott LLC Investment related: Address of business: Tilghman, Maryland 21671 Nature of business: LLC, Compensation for Activity: Position, title, association: Other, co manager Start date of relationship: 3/18/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-31 |
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