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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | New City | NY | 01/2008 | Present |
| Mml Investors Services Inc | New City | NY | 02/2008 | Present |
(1)NAME: LENOX ADVISORS INV REL: Y ADD: 90 PARK AVE, 18th FLOOR, NEW YORK, NY 10016, NATURE: OUTSIDE INSURANCE; INDIVIDUAL AND GROUP LIFE, GROUP HEALTH, POSITION: SALES, START DATE: 1/1/2008, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 2 (2)NAME: HERITAGE OF WEST NYACK, INV REL: Y, ADD: AT RESIDENTIAL ADDRESS, NATURE: LOCAL CIVIC ORGANIZATION, POSITION: TREASURER, START DATE: 06/24/2025, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 0, DUTIES: HANDLE FINACIAL OBLIGATIONS INCLUDING CHECKWRITING, PREPARING FINANCIAL STATEMENTS, COLLECTING RECEIPTS, MAKING BANK DEPOSITS, ETC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-06 |
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