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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-12-19 |
| NM | RA | APPROVED | 2012-08-20 |
| TX | RA | APPROVED | 2011-10-24 |
| KS | RA | APPROVED | 2009-03-05 |
Branch Locations
118 West Chestnut, Arkansas City, KS 67005 • United States
Derby, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Arkansas City | KS | 01/2009 | Present |
| Raymond James Financial Services Advisors Inc. | Arkansas City | KS | 03/2009 | Present |
| Mid Continent Financial, Llc | Arkansas City | KS | 04/2009 | Present |
| Insurane-Non Variable | Arkansas City | KS | 06/2010 | Present |
| Insurance-Non Variable Trails | Arkansas City | KS | 06/2010 | Present |
| Pizazz, Llc | Arkansas City | KS | 12/2010 | Present |
(1)Name of Business: Address: 129 Springgate Rd, Arkansas City, KS, 67005, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 01/30/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: past agent-now receive trail commission only (2)Name of Business: Combs Resources LLC Address: 129 Springgate Rd, Arkansas City, KS, 67005, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/30/2009 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member w/Spouse (3)Name of Business: Mid Continent Financial LLC Address: 118 West Chestnut, Arkansas City, KS, 67005, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/30/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: dba / Mid-Continent Financial LLC. (4)Name of Business: NA Address: 118 West Chestnut Ave, Arkansas City, KS, 67005, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Use of Life Insurance and Long term Care to meet client needs (5)Name of Business: Pizazz LLC Address: 129 Springgate Rd, Arkansas City, KS, 67005, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/30/2009 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member w/Spouse (6)Name of Business: South Cow le Ranch LLC Address: 129 Springgate RD, Arkansas City, KS, 67005, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/30/2009 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-26 |
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