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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-12-19
NM RA APPROVED 2012-08-20
TX RA APPROVED 2011-10-24
KS RA APPROVED 2009-03-05
  • OK RA
    APPROVED
    Since 2024-12-19
  • NM RA
    APPROVED
    Since 2012-08-20
  • TX RA
    APPROVED
    Since 2011-10-24
  • KS RA
    APPROVED
    Since 2009-03-05

Branch Locations

118 West Chestnut, Arkansas City, KS 67005 • United States

Derby, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Arkansas City KS 01/2009 Present
Raymond James Financial Services Advisors Inc. Arkansas City KS 03/2009 Present
Mid Continent Financial, Llc Arkansas City KS 04/2009 Present
Insurane-Non Variable Arkansas City KS 06/2010 Present
Insurance-Non Variable Trails Arkansas City KS 06/2010 Present
Pizazz, Llc Arkansas City KS 12/2010 Present
  • 01/2009 → Present
    Raymond James Financial Services, Inc.
    Arkansas City, KS
  • 03/2009 → Present
    Arkansas City, KS
  • 04/2009 → Present
    Mid Continent Financial, Llc
    Arkansas City, KS
  • 06/2010 → Present
    Insurane-Non Variable
    Arkansas City, KS
  • 06/2010 → Present
    Insurance-Non Variable Trails
    Arkansas City, KS
  • 12/2010 → Present
    Pizazz, Llc
    Arkansas City, KS
Previous Registrations
Other Businesses

(1)Name of Business: Address: 129 Springgate Rd, Arkansas City, KS, 67005, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 01/30/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: past agent-now receive trail commission only (2)Name of Business: Combs Resources LLC Address: 129 Springgate Rd, Arkansas City, KS, 67005, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/30/2009 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member w/Spouse (3)Name of Business: Mid Continent Financial LLC Address: 118 West Chestnut, Arkansas City, KS, 67005, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/30/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: dba / Mid-Continent Financial LLC. (4)Name of Business: NA Address: 118 West Chestnut Ave, Arkansas City, KS, 67005, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Use of Life Insurance and Long term Care to meet client needs (5)Name of Business: Pizazz LLC Address: 129 Springgate Rd, Arkansas City, KS, 67005, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/30/2009 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member w/Spouse (6)Name of Business: South Cow le Ranch LLC Address: 129 Springgate RD, Arkansas City, KS, 67005, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/30/2009 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-20
S63 Uniform Securities Agent State Law Examination 1991-11-26
  • S65 Uniform Investment Adviser Law Examination
    2006-09-20
  • S63 Uniform Securities Agent State Law Examination
    1991-11-26
Designations
Other Names
  • Clint R Combs

View on SEC IAPD

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