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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-18 |
| NM | RA | APPROVED | 2014-01-31 |
| KS | RA | APPROVED | 2010-11-18 |
Branch Locations
118 West Chestnut, Arkansas City, KS 67005 • United States
Andover, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Arkansas City | KS | 08/2010 | Present |
| Raymond James Financial Services Advisors | Arkansas City | KS | 08/2010 | Present |
| Mid-Continent Financial | Arkansas City | KS | 11/2011 | Present |
(1)Name of Business: Mid-Continent Financial Address: 118 West Chestnut, Arkansas City, KS, 67005, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/03/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch Manager/FA \n\nCo-Owner with parents Clint Combs 99% Owner, Travis Combs 1% Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-26 |
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