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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-21 |
| KS | RA | APPROVED | 2025-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mid-Continent Financial Llc | Arkansas City | KS | 09/2019 | 01/2025 |
| Arkansas City Schools Usd 470 Head Start | Arkansas City | KS | 08/2017 | 09/2019 |
| First Baptist Church | Arkansas City | KS | 08/2013 | 05/2017 |
| Raymond James Financial Services, Inc. | Arkansas City | KS | 09/2019 | Present |
| Raymond James Financial Services Advisors, Inc | Arkansas City | KS | 01/2025 | Present |
(1) Name of Business: Mid-Continent Financial LLC Address: 118 W Chestnut Ave, Arkansas City, KS, 67005-2426, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I perform day-to-day Branch Professional duties such as opening and servicing client accounts, entering notes in CRM, preparing documents for clients as needed, and scheduling appointments. I also take cash requests from clients and submit to AMS or place trades as needed. I update client Prudent Processes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-18 |
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