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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-04-21 |
| TX | RA | APPROVED_RES | 2012-02-10 |
| IL | RA | APPROVED | 2009-10-05 |
Branch Locations
535 E Diehl Rd Ste 270, Naperville, IL 60563-2260 • United States
Plainfield, IL • United States
Plainfield, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Naperville | IL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Downers Grove | IL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Downers Grove | IL | 03/2020 | 03/2025 |
| Ameriprise Financial Services, Llc | Warrenville | IL | 03/2025 | Present |
Business Ownership; Garbis Administrative Services LLC; Owner; Manage Ameriprise Business; 28377 Davis Parkway, suite 601, , Warrenville, IL, 60555-3031; Investment-Related; 02/11/2025; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-13 |
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