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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
2774 Commerce Dr Nw Ste A, Rochester, MN 55901-2864 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Rochester | MN | 08/1992 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Pine Island | MN | 08/1992 | 07/2021 |
| Steve Farrell | Pine Island | MN | 05/2009 | 04/2021 |
| Sf Llc | Pine Island | MN | 02/2019 | 07/2021 |
| Lpl Financial Llc | Rochester | MN | 07/2021 | Present |
1-1/1/2019-Prinvest Advisors/DBA for LPL Business (entity for LPL business)/Investment Related/0/2774 Commerce Drive NW suite A, Rochester, MN 55901 2-2/19/2019-SF, LLC/Business Entity For Tax/Investment Purposes Only/Not Investment Related/0/27709 520th Street, Pine Island , MN, , 55963
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-18 |
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